Armin Sarabi

Armin Sarabi
MANAGING Attorney

A former Chief Legal and Chief Compliance Officer, Armin brings substantial experience spanning the areas of business consulting and negotiations, regulatory compliance, FINRA®arbitration, corporate governance, securities and capital markets, and general transactions.

Armin lives in Denver, Colorado and loves to cook. As an avid outdoorsman, he enjoys everything from backpacking to snowshoeing to river rafting and spends most winter days snowboarding. 

Bar Admissions

  • Colorado

COURT ADMISSIONS

  • State of Colorado
  • District of Colorado
  • United States Court of Appeals for the Tenth Circuit

Education

UNIVERSITY OF DENVER STERM COLLEGE OF LAW
Juris Doctor

UNIVERSITY OF MARYLAND AT COLLEGE PARK
B.A., Philosophy
B.A., Psychology

Honors and Awards

  • Colorado Super Lawyer-named top lawyer in March of 2012 and 2013
  • Featured in Inc. Magazine’s Fastest Growing Privately Held Companies in September of 2014
  • Author of several published articles relating to corporate governance and securities regulation
  • Speaker at NSCP Regional Conference in Denver in 2014, SEC Roundtable in Denver in 2013, and University of Denver Sturm College of Law in 2013

Publications

  • Practical Guide to SEC Rule 13h-1 Reporting Obligations on “Large Traders” and Registered Broker- Dealers
    Nov 2011 | University of Denver Corporate and Commercial Law Blog

  • SEC Provides Guidance for Existing Public Company Disclosure Requirements Regarding the Impact of Climate Change
    Feb 2010 | Holland & Hart News Update

  • The Role of Internal Investigations and Self-Disclosure in Effective Compliance Programs
    Nov 2008 | Compliance Today, Health Care Compliance Association