FINRA’s New Expungement Rules Arrive, Lawyers Seek New Options
A new “work around” trend is being applied by lawyers in the industry in order to adapt to the rule changes [...]
Recent articles
Employee Appreciation: Jenny Velez
HLBS Law is made up of many hard-working team members, all of which are extremely valuable to the company’s [...]
Despite Obstacles, HLBS Law Succeeds in Expungement
In a recent arbitration case, Attorney Michael Bessette successfully obtained an award in FINRA arbitration [...]
The HLBS Law Origin Story
HLBS Law opened it’s doors in Westminster, Colorado in late 2017. Prior to opening, Owen Harnett used to work in the [...]
A Glimpse Into The 2024 FINRA Annual Conference
We are so honored that HLBS Law was in attendance for the 2024 FINRA Annual Conference! The ultimate theme of the [...]
Our Mission at HLBS Law
At HLBS Law, we strive to be the top law firm for financial advisors seeking help with expungement, arbitration, [...]
SIFMA Requests Changes to Form U5 Expungement
Recently, SIFMA has expressed concerns to FINRA about the current state of Form U5 defamation claims in FINRA’s [...]
iCap Investments Failed: Financial Advisors Liable?
Recently, a financial product called iCap declared bankruptcy. iCap is affiliated with iCap Equity, iCap Vault, iCap [...]
Successful FINRA Arbitration
Our very own Michael Bessette, Managing Attorney at HLBS Law had great success in his FINRA arbitration case that went [...]