Mike manages the substance and procedural aspects of 2080 Customer Dispute expungement, Form U-5 language modification, FINRA® inquiry/investigation representation, OTR representation, criminal disclosures, and other legal services provided to FINRA® Licensed Professionals and Investment Advisory Representatives.
As a former criminal defense attorney, Mike brings substantial litigation and appellate experience to HLBS Law. He has tried to verdict numerous jury and bench trials, has conducted countless evidentiary hearings, and has significant appellate experience.
Mike is originally from Rhode Island, and moved to Colorado in 2013. As an avid snowboarder, he takes advantage of having some of the best mountains in the world. Mike also enjoys traveling, reading, and playing violin.
NEW ENGLAND LAW
Juris Doctor, cum laude
B.S., Sociology, summa cum laude
State of Colorado
U.S. District Court for the District of Colorado