Civil Court Attorneys

Civil Court Advocacy

In certain situations, if arbitration is unsuccessful or unavailable, taking your case or defending your case in civil court becomes necessary. At HLBS Law, we understand the complexities of civil court proceedings and are committed to providing nationwide assistance to our clients.

With an extensive network of reputable local counsel, we can support you throughout the process and fight for your rights. You can depend on HLBS Law to handle your claim and advocate for your best interests–let us help you protect your business and your reputation.

Types of Cases We Handle

Breach of Contract

Breach of Fiduciary Duty

Failure to Disclose Conflicts of Interest

Fraud or Fraudulent Misrepresentation

Insider or Unauthorized Trading

Misappropriation of Funds

Negligence

Unsuitability or Inappropriate Investment Recommendations

Securities Civil Court Attorneys

While many attorneys can handle civil court claims, it’s essential to work with securities attorneys with specific knowledge regarding the implications of such cases on your standing with regulatory bodies, including your state, FINRA, SEC, employer, your license and clients.

At HLBS Law, we have a team of experienced securities attorneys specializing in civil litigation related to the financial industry. We can navigate the complexities of your case while protecting your professional reputation and interests.

HLBS Law is proud to offer our services nationwide. Regardless of your location, our extensive network of attorneys allows us to provide comprehensive legal assistance tailored to specific state and jurisdiction requirements.

We understand these cases can disrupt your career, business, and reputation. You can trust our securities attorneys to navigate the nuances of different legal systems and work diligently to develop a strong and effective strategy for your civil court case, no matter where it is being heard.

Contact us to schedule a consultation

If you have been named in a dispute in FINRA arbitration or plan to pursue a claim

Book a Consultation

Choose HLBS Law

When you choose HLBS Law to handle your civil court claim, you can rest assured knowing that your rights and interests are in capable hands.

We are dedicated to protecting your reputation, license, and professional standing throughout the legal process. Our experienced attorneys will thoroughly analyze your case, gather relevant evidence, and skillfully present your arguments in court, aiming to achieve the best possible outcome for you.

HLBS Law is more than a legal team—we are your partners throughout the civil court process. We will provide you with the guidance and support you need every step of the way.

Frequently Asked Questions

What is the civil court process, and how does it differ from arbitration?

The civil court process involves filing a lawsuit and bringing the dispute before a judge or jury in a formal court setting. Parties present evidence and arguments, then the court renders a legally binding decision.

Arbitration is when an independent arbitrator or a panel of arbitrators reviews the case and makes a binding decision.

While civil court offers more formal procedures, public records, and access to appeals, arbitration tends to be more efficient, private, and final, with limited opportunities for appeal.

What are the potential consequences of a civil court judgment against me as a financial professional?

The consequences of a civil court judgment can vary depending on the specific circumstances and the severity of the case. Consequences may include financial penalties, damages awarded to the plaintiff, reputational damage, and potential limitations on professional licenses.

Regarding regulatory standing, a civil court case can impact your standing with bodies like FINRA and the SEC. Depending on the outcome and the nature of the case, it may result in disciplinary actions, fines, or even the revocation of licenses, potentially affecting your ability to practice in the financial industry.

Seeking legal guidance is crucial when facing civil court to mitigate potential consequences and protect your professional reputation.

How long does a civil court case typically take to resolve?

The duration of a civil court case can vary depending on various factors, including the complexity of the case, the court’s caseload, and potential settlement negotiations. While it is challenging to provide an exact timeframe, civil court cases can generally take anywhere from several months to several years to resolve.

Complex cases involving financial professionals may require more time due to the intricate nature of the evidence, expert testimony, and legal arguments involved. It’s essential to consult with an attorney familiar with financial civil court procedures for a more accurate estimate based on the specific details of your case.

Do I need to disclose information about the civil court case to my employer or clients?

You should report all lawsuits to your employer. If you are sued in court by a client, you must report that to your employer. There is no duty to report lawsuits to your clients, but you should always consult with an attorney when it comes to disclosures to your employer.

Are there any alternative dispute resolution options available during the civil court process?

Mediation is available, and most civil courts require some type of mediation in an attempt to resolve a case before going to trial. The alternative dispute resolution options available to you will depend on your specific case and local laws, but generally, mediation is an option. However, if you are in state court, you most likely can’t go to arbitration because there may not have been any arbitration agreement. Our team can advise you on your alternative dispute resolution options based on your case.