Owen manages the substance and procedural aspects of 2080 Customer Dispute expungement, Form U-5 language modification, FINRA® inquiry/investigation representation, OTR representation, criminal disclosures, and other legal services provided to FINRA® Licensed Professionals and Investment Advisory Representatives.
Owen brings litigation experience and a firm grasp of the procedural requirements associated with FINRA®, NASD®, MSRB, NASAA, and SEC rules and regulations.
Owen is from Reno, Nevada and now lives in Thornton, Colorado. He enjoys sports, and his favorite hobby is traveling.
CHARLOTTE SCHOOL OF LAW
DAVIS & ELKINS COLLEGE
- New York
- Colorado Supreme Court
- District of Colorado
- New York Supreme Court, Appellate Division Third Judicial Department